COMPLIANCE & TRAINING SUPERVISOR
benchmarkcapital
Full-timemid
Job description
Location: Home-based or Harrogate, North Yorkshire - remote working options avaiable
Department: Risk & Compliance
Working Style: Flexible working options available
To ensure that appointed representatives (ARs) and registered individuals within the network operate in full compliance with FCA regulations and Benchmark’s internal procedures. This includes oversight, coaching, training, and monitoring to promote good client outcomes and uphold Consumer Duty principles.